Analysing JournalTOCs as a possible source of journal hybrid status


One of OpenAPC’s key features is the usage of many external information providers for automated metadata enrichment, both to improve efficiency and to relieve our participating institutions from having to compile large sets of bibliographical data along with their reported articles. Here’s an overview of the whole process:

openapc enrichment overview

Naturally we are always keeping a lookout for additional sources to simplify the ingestion process even more, and the most obvious candidate to be switched to an external import is the is_hybrid field. It is a simple boolean indicator which describes if the journal the article was published in is either Gold/Fully OA (FALSE) or hybrid (TRUE). Given that a classification scheme of journal OA types is a complex bibliometrical question, our distinction is necessarily very rough and the value TRUE should more or less be interpreted as “anything else than Gold OA” (It also includes journals with a delayed OA/moving wall policy, for example).

There are many approaches to create listings of gold OA journals (Most notably the DOAJ or ROAD, but also compiled reports like the ISSN Gold OA list created by our colleagues at the INTACT OA analytics group) and there’s some inclination to use those compilations as “inverted classifiers” (“If it’s not on the list, it’s not fully OA.”), but in our experience this is no valid approach - in our daily work at OpenAPC we often stumble upon journals which are clearly OA but not part of any known list. Our conclusion is that a source of journal OA types should go beyond a one-sided list and report explictly both on fully and hybrid OA status. Unfortunately, a service which holds the desired information (and offers a public API) seems hard to come by.

At our OpenAPC workshop held on the German Librarians’ Day this year the JournalTOCs site was brought to our attention. As the name implies, the scope of this service is to provide metadata on journal contents (TOCs), but it also features a classification of journal types and it offers an API (free after registration). Since this sounded promising, we went ahead and conducted an analysis of the API and data quality.

Technical details

Out of the four different calls the JournalTOCs API offers, the “Search for Journals” is what we are looking for. It accepts both journal titles and ISSNs and returns a list of possible matches along with some metadata. The construction of queries is straightforward and the results are easy to parse and seem appropiate in terms of precision. However, there are two problems:

  • At times the system fails to answer at all, leading to socket timeouts. This is no dealbreaker, but it requires careful monitoring and event handling when processing large batches of journals.
  • Unfortunately, the API does not return the journal type, which is the only piece of information we are interested in - the type can only be found on a journal’s individual landing page. This forced us to construct a complicated workaround:
    • Search for a journal using a title string or ISSN
    • obtain the according journaltocID (an internal identifier)
    • Use the journaltocID to naviagte to the journal’s landing page
    • Extract the journal type from HTML via web scraping

We wrote a small python script which implements this heuristic. As with all OpenAPC software it’s placed under an MIT license, so feel free to reuse and adapt it.

Analysis

When our analysis took place, the OpenAPC and offsetting data sets combined contained 6,210 unique journal titles. The journal_full_title is not a perfect identifier since there are cases of titles belonging to different journals (For example there are two journals named “Medicine”, one published by Elsevier and one by Wolters Kluwer), but those are so rare that we can ignore them. In a preprocessing step, our script searched through the data and created a mapping table of all journal titles, associated ISSNs and hybrid status. 18 journals were identified as “flipped” (They were both TRUE and FALSE in the is_hybrid column) and excluded from the data. For every journal, all ISSNs where looked up in JournalTOCs until the first hit.

Coverage

Our first step was to determine the share of OpenAPC journals covered by JournalTOCs. We found that out of the 1629 fully OA journals in OpenAPC 1372 were also listed in JournalTOCs (84.22%), while the coverage of hybrid journals was 4376 out of 4563 (95.9%):

These results were a bit surprising, as we would have expected OA journals being easier to discover and ingest. The following table lists the 15 OA journals occuring most often in OpenAPC which are not covered by JournalTOCs. There does not seem to be a distinctive pattern, so the reason for this phenomenon remains unclear.

Title Count Publisher
OncoTarget 216 Impact Journals, LLC
Genome Announcements 46 American Society for Microbiology
Acta Crystallographica Section E Structure Reports Online 42 International Union of Crystallography (IUCr)
Geoscientific Model Development Discussions 27 Copernicus GmbH
ACS Omega 20 American Chemical Society (ACS)
Natural Hazards and Earth System Sciences Discussions 16 Copernicus GmbH
Aging 15 Impact Journals, LLC
Journal of new frontiers in spatial concepts 10 KIT Scientific Publishing
Annals of Transplantation 9 International Scientific Literature
BioResources 9 BioResources
International Journal of Electrochemical Science 9 ESG
Journal of Psychiatry & Neuroscience 9 Joule Inc.
International Journal of Clinical & Medical Imaging 7 OMICS Publishing Group
Microbial Cell 7 Shared Science Publishers OG
British Journal of Psychiatry Open 6 Royal College of Psychiatrists

Journal status

The second part of our analysis focussed on the journal type as reported by JournalTOCs and if it’s consistent with the classification in OpenAPC.

Hybrid journals

Ignoring all titles not listed in JournalTOCs, we get the following results for the 4376 journals categorized as hybrid in our data set:

We listed a journal in the ERROR category when JournalTOCs failed to display an article list, because in that case a journal type indicator isn’t shown as well. As discussed before, out notion of a “hybrid” journal is fairly broad, so we can safely assume that the HYBRID, SUBSCRIPTION and PARTIALLY_FREE categories match our definition (They are clearly not Gold OA), so only the journals marked OA and FREE represent clear mismatches (40 cases, or 0.91% of our sample). Again, here’s a table of the 15 journals in question appearing most often in our data sets. To get a clearer picture on the situation, we performed a manual lookup of the journals to determine their real status:

Title Count JTOCs type Real status
Semiconductor Science and Technology 12 OA Hybrid
Health Expectations 10 OA OA
Journal of Leukocyte Biology 10 OA Hybrid
Catalysis Science & Technology 6 FREE Hybrid
Nucleus 6 OA OA
Bulletin of the American Meteorological Society 5 OA status unclear
Zeitschrift für Naturforschung B 3 OA Hybrid (flipped in 2015)
Annals of Pure and Applied Logic 2 OA Delayed OA (48 months)
Big Data 2 OA Hybrid
Healthcare Technology Letters 2 OA OA (flipped in 2017)
Reproductive Medicine and Biology 2 OA OA (flipped in 2017)
Research in the Mathematical Sciences 2 OA Hybrid (flipped in 2018)
Tumor Biology 2 OA OA (flipped in 2017)
BioMolecular Concepts 1 OA OA (flipped in 2018)
Bulletin of the Veterinary Institute in Pulawy 1 OA OA

Fully OA journals

We conducted the same kind of analysis for the journals classified as fully OA in OpenAPC (1372 titles, again ignoring those not listed in JournalTOCs):

Here we focussed on the JournalTOCs types SUBSCRIPTION, HYBRID and PARTIALLY_FREE which indicate a mismatch. Again we did a manual lookup for the 15 titles appearing most often:

Title Count JTOCs type Real status
Journal of High Energy Physics 31 HYBRID OA (flipped in 2014)
Meteorologische Zeitschrift 31 SUBSCRIPTION OA (flipped in 2014)
Clinical Epigenetics 24 HYBRID OA
Journal of Clinical Investigation 23 SUBSCRIPTION status unclear
Journal of Cancer 9 SUBSCRIPTION OA
Microbiome 9 HYBRID OA
Gut Pathogens 8 SUBSCRIPTION OA
Nanophotonics 5 HYBRID OA
The European Physical Journal C 5 HYBRID OA (flipped in 2014)
EPJ Techniques and Instrumentation 4 SUBSCRIPTION OA
Geophysical & Astrophysical Fluid Dynamics 4 HYBRID Hybrid
International Journal of Advanced Robotic Systems 4 SUBSCRIPTION OA
Climate Research 3 HYBRID Delayed OA (48 months)
Health Education Research 3 HYBRID Delayed OA (12 months)
Solid State Nuclear Magnetic Resonance 3 HYBRID Hybrid

Conclusion

Putting all our results together, we get the following chart:

To our mind we can draw the following conclusions:

  • In general, JournalTOCs offers good data quality regarding journal types. Most classifications are in line with OpenAPC, and when there’s a mismatch, our manual lookups show that errors are evenly spread between both collections. We can also see that many mismatches seem to be based on journals having recently flipped in their OA policy, so these cases might be more related to information being outdated than to initial misclassification.
  • From an OpenAPC perspective, completeness is an issue. Out of 6192 OpenAPC journal titles, 482 (7.8%) were not listed in JournalTOCs. While this not a bad result in general, it would be a problem when trying to use JournaTOCs as source for the OpenAPC hybrid status in automated metadata enrichment (Our content policy requires each journal to be classified as hybrid or OA).
  • Both completeness and classification quality in JournalTOCs seem to be a bit worse on OA journals.

The bottom line is that JournalTOCs is probably not a candidate for automated metadata enrichment of the journal hybrid status in OpenAPC, at least not on it’s own. On the other hand it is clearly useful as an additional corrective, and it might still be useful as a source of the is_hybrid status when combined with other sources (like the DOAJ or the ISSN Gold OA list).